[New post] [Answer] To protect consumers the SEC requires brokers and dealers to [______________]

answertrivia posted: " Answer: -reveal To protect consumers the SEC requires brokers and dealers to [______________] The uniform net capital rule is a rule created by the U.S. Securities and Exchange Commission (" SEC ") in 1975 to regulate " Respond to this post by replying above this line New post on AnswerTrivia.com [Answer] To protect consumers the SEC requires brokers and dealers to [______________] by answertrivia Answer: -reveal To protect consumers the SEC requires brokers and dealers to [______________] The uniform net capital rule is a rule created by the U.S. Securities and Exchange Commission (" SEC ") in 1975 to regulate directly the ability of broker - dealers to meet their financial obligations to customers and other creditors. Broker - dealers are companies that trade securities for customers (i.e. brokers ) and for their own accounts (i.e. dealers ). The Dodd–Frank Wall Street Reform and Consumer Protection Act (commonly referred to as Dodd–Frank) is a United States federal law that was enacted on July 21 2010. The law overhauled financial regulation in the aftermath of the Great Recession and it made changes affecting all federal financial regulatory agencies and almost every part of the nation's financial services industry. Securities Exchange Act of 1934 - Wikipedia Net capital rule - Wikipedia Net capital rule - Wikipedia Net capital rule - Wikipedia The Securities Exchange Act of 1934 (also called the Exchange Act '34 Act or 1934 Act) (Pub.L. 73–291 48 Stat. 881 enacted June 6 1934 codified at 15 U.S.C. § 78a et seq.) is a law governing the secondary trading of securities (stocks bonds and debentures) in the United States of America. A landmark of wide-ranging legislation the Act of '34 and related statutes form the basis of ... The Equal Credit Opportunity Act (ECOA) is a United States law (codified at 15 U.S.C. § 1691 et seq.) enacted 28 October 1974 that makes it unlawful for any creditor to discriminate against any applicant with respect to any aspect of a credit transaction on the basis of race color religion national origin sex marital status or age (provided the applicant has the capacity to contract ... The Dodd–Frank Wall Street Reform and Consumer Protection Act (commonly referred to as Dodd–Frank) is a United States federal law that was enacted on July 21 2010. The law overhauled financial regulation in th... This free site is ad-supported. Learn more ​ answertrivia | 15th Apr 2021 at 6:55 pm | Categories: Uncategorized | URL: https://wp.me/pcLptW-K94 Comment    See all comments Unsubscribe to no longer receive posts from AnswerTrivia.com. Change your email settings at Manage Subscriptions. Trouble clicking? Copy and paste this URL into your browser: https://answertrivia.wordpress.com/2021/04/15/answer-to-protect-consumers-the-sec-requires-brokers-and-dealers-to-______________/ Thanks for flying with WordPress.com